Best Practices of Top RIA’s Download
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Best Practices of Top RIA’s
In this chapter, we present key findings and insights from our 2016 survey questions on advisors’ best practices, including top initiatives, elements of practice management, marketing andOpen In New...
View ArticleRIA Trend Report: Best Practices of Top RIAs: Key Takeaways
Key findings and insights on advisors’ best practices, including top initiatives, elements of practice management, marketing and client relations, utilization of ETFs and alternative investments, and...
View ArticleRIA Trend Report: Top Initiatives For the Coming Year
Sponsored by Raymond James Best Practices of Top RIAs Not surprisingly, the vast majority of both cohort’s report growing profit via higher AUM and revenues as one of their top three initiatives.read...
View ArticleRIA Trend Report: Expected Growth Rate Over Next Three Years
Sponsored by Raymond James Best Practices of Top RIAs 11% of top firms expect AUM growth of 21% or more over the next year compared to 16% for all others.read more
View ArticleRIA Trend Report: Distribution of Time Spent
Sponsored by Raymond James Best Practices of Top RIAs Advisors at top firms tend to spend more time on client service, portfolio management, and employee training.read more
View ArticleRIA Trend Report: Marketing Methods
Sponsored by Raymond James Best Practices of Top RIAs The top RIAs make much heavier use of client appreciation events.read more
View ArticleRIA Trend Report: Written Plans and Procedures
Sponsored by Raymond James Best Practices of Top RIAs Top firms are much more likely to have written procedures for items such as employee handbooks and employee evaluation processes.read more
View ArticleRIA Trend Report: Strategic Role of ETFs
Sponsored by Raymond James Best Practices of Top RIAs The top firms are more likely to use ETFs for directional market plays and country/region exposure.read more
View ArticleRIA Trend Report: Expected Change in Usage of ETFs
Sponsored by Raymond James Best Practices of Top RIAs The vast majority of both groups plan to either hold steady or increase the usage of ETFs over the next three years.read more
View ArticlePractice Management Download
Sponsored by Advisor Group Register below to download a full PDF version of Practice Management.read more
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Practice Management Download
Register below to download a full PDF version of Practice Management.read more
View ArticleRIA Trend Report 2016: Practice Management & Operations: Key Takeaways
In this chapter we present key findings and insights on practice management and operations, including advisors’ top initiatives for their business, services offered, the most time-consuming activities,...
View ArticleRIA Trend Report 2016: Advisors' Top Initiatives for Their Business in 2015
Sponsored by Advisor Group Practice Management & Operations As would be expected, the top initiative for RIAs this year remains increasing profits by way of growing assets under management and...
View ArticleRIA Trend Report 2016: Services Offered by Advisors in 2015
Sponsored by Advisor Group Practice Management & Operations Advisors tend to refer clients to third parties for certain services like tax preparation, trust services, private banking and business...
View ArticleRIA Trend Report 2016: Trends in Services Offered: 2013-2015
Sponsored by Advisor Group Practice Management & Operations Since 2013, the amount of firms offering tax preparation has increased, from 11% in 2013, to 18% last year and to 20% in 2015. read more
View ArticleRIA Trend Report 2016: Functions Outsources by Advisors
Sponsored by Advisor Group Practice Management & Operations Functions such as compliance and research are also outsourced by a meaningful percentage of RIAs, but on a less frequent basis. read more
View ArticleRIA Trend Report 2016: Advisors' Most Time-Consuming Activities
Sponsored by Advisor Group Practice Management & Operations RIAs have a keen focus on the core areas of their business while they limit the amount of time they spend on secondary activities.read more
View ArticleRIA Trend Report 2016: Number of Custody/Clearing Firms
Sponsored by Advisor Group Practice Management & Operations In 2015 we observe an increase in the percentage of advisors who use only one custodian.read more
View ArticleRIA Trend Report 2016: Average Advisors' Written Plans and Procedures
Sponsored by Advisor Group Practice Management & Operations Not surprisingly, client agreements and compliance manuals – at 96% and 90%, respectively – stand out as most important.read more
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